Invested Better
Unclaimed

Unclaimed

Unclaimed

Ronald David Kirby

Finalis Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ronald? Claim Your Profile

About Ronald David Kirby

Ronald Kirby is a financial professional with over 10 years of experience in the financial services industry. Ronald is currently registered with Finalis Securities LLC and holds Series 7, 79, and 63 licenses. Ronald has previously held positions with BA Securities, LLC and Arbor Advisors, LLC. Ronald has a strong track record of success in providing financial advice to clients.

Firm Information

Ronald Kirby is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ronald Kirby’s Registration & Firm History

NY

01/31/2023 - Present

Finalis Securities LLC (New York NY)

PA

05/09/2017 - 01/03/2023

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

UT

04/01/2015 - 03/16/2017

ARBOR ADVISORS, LLC (SALT LAKE CITY UT)

UT

04/08/2011 - 06/28/2013

ARBOR ADVISORS, LLC (SALT LAKE CITY UT)

NY

03/31/2010 - 03/03/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

Not sure if Ronald David Kirby is right for you?

Licenses & Designations

BC

Issued 03/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/30/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald David Kirby.
Not sure if Ronald David Kirby is right for you?