Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald David Hegardt is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009. Ronald has over 29 years of experience in the financial industry and has a history of working with clients across various sectors. Ronald has Series 31, Series 7, and Series 63 securities licenses, as well as Series 65 investment advisor registration. Ronald has been registered with the Securities and Exchange Commission (SEC) since 2009 and currently holds registrations in numerous states including Alabama, Arizona, California, Colorado, Florida, and others. Ronald is a financial advisor with a focus on providing comprehensive financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/24/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RANCHO SANTA FE CA)
CA
11/14/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FALLBROOK CA)
NY
04/25/1994 - 11/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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