Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald David Glickman is a financial professional with over 40 years of experience in the industry. Ronald currently works for Chardan Capital Markets LLC as a Registered Representative. Ronald has a long history of working with various firms, including EarlyBirdCapital, Inc., Wachovia Securities, LLC, SG Cowen Securities Corporation, Cowen & Co., Alex. Brown & Sons Incorporated, PaineWebber Incorporated, Oppenheimer & Co., Inc., and L. F. Rothschild & Co. Incorporated. Ronald has a wide range of licenses and certifications, including Series 7, Series 3, Series 24, Series 63, and Series 65. Ronald has been registered in 33 states and is currently active in 34 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/19/2009 - Present
Chardan Capital Markets LLC (NEW YORK NY)
NY
07/25/2005 - 03/19/2009
EARLYBIRDCAPITAL, INC. (NY NY)
MO
09/26/2000 - 07/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/01/1998 - 09/26/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
01/18/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NA
11/22/1991 - 11/28/1995
ALEX. BROWN & SONS INCORPORATED
NJ
03/01/1988 - 11/26/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/29/1988 - 03/08/1988
OPPENHEIMER & CO., INC.
NA
12/11/1986 - 02/05/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
11/28/1979 - 12/15/1986
D. H. BLAIR & CO., INC.
IA
Issued 07/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1991
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1980
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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