Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald David Ellis is a financial professional with experience in the securities industry. Ronald is registered with PFS Investments Inc. and holds Series 6, 63, 65, and 26 licenses as well as the SIE exam. Ronald has experience in providing portfolio management for individuals and has been in the securities industry since September 2016. Ronald is also a licensed real estate broker with Home Team Realty.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
02/21/2018 - Present
PFS Investments Inc. (LOS ALAMITOS CA)
IA
Issued 12/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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