Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald David Dalton iii is a registered representative with Robinhood Financial, LLC. Ronald has a diverse professional background in the financial services industry, having previously worked at Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc.. Ronald is licensed in 53 states, and has a broad understanding of the financial markets and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/09/2021 - Present
Robinhood Financial, LLC (Westlake TX)
TX
05/07/2020 - 04/23/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
11/09/2016 - 12/04/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
BC
Issued 11/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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