Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Dale Morrison is a financial professional with over 20 years of experience in the industry. Ronald is currently registered with J.P. Morgan Securities LLC, a leading financial services firm, and has a broad range of experience serving clients in the Dallas area. Prior to joining J.P. Morgan Securities LLC, Ronald held positions at several other firms, including SIEBERT WILLIAMS SHANK & CO., LLC, CITIGROUP GLOBAL MARKETS INC., RBC CAPITAL MARKETS, LLC, and BOSC, INC.. Ronald's professional qualifications include licenses and certifications in Securities Industry Essentials (SIE), General Securities Representative Examination (Series 7), Municipal Securities Representative Examination (Series 52TO), Investment Banking Registered Representative Examination (Series 79TO), and General Securities Principal Examination (Series 24). Ronald is committed to providing clients with personalized financial advice and strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
06/05/2020 - Present
J.p. Morgan Securities LLC (DALLAS TX)
TX
06/20/2019 - 06/08/2020
SIEBERT WILLIAMS SHANK & CO., LLC (DALLAS TX)
TX
05/19/2015 - 01/02/2018
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
08/16/2010 - 03/24/2015
RBC CAPITAL MARKETS, LLC (DALLAS TX)
TX
01/20/2009 - 08/19/2010
BOSC, INC. (DALLAS TX)
TX
07/25/2002 - 02/17/2009
RBC CAPITAL MARKETS CORPORATION (DALLAS TX)
TX
11/10/1998 - 12/21/2001
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
BC
Issued 12/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/08/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/15/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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