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Ronald Craig Betten

Raymond James & Associates, Inc.

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About Ronald Craig Betten

Ronald Craig Betten is a financial advisor with over 40 years of experience in the industry. Ronald is currently registered with Raymond James & Associates, Inc. and holds Series 7 and Series 63 licenses as well as the SIE exam. Prior to joining Raymond James & Associates, Inc., Ronald was employed at Wells Fargo Clearing Services, LLC, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., Salomon Smith Barney Inc., Wertheim Schroder & Co. Incorporated, Bear, Stearns & Co. Inc., Oppenheimer & Co., Inc., and Dean Witter Reynolds Inc. Ronald is registered in 18 states and his specializations include Portfolio Management for Businesses, Portfolio Management for Individuals, Financial Planning, Pension Consulting and Educational Seminars.

Firm Information

Ronald Betten is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Betten’s Registration & Firm History

NV

06/17/2022 - Present

Raymond James & Associates, Inc. (Las Vegas NV)

NV

03/13/2009 - 06/06/2022

WELLS FARGO CLEARING SERVICES, LLC (LAS VEGAS NV)

CA

04/02/2007 - 03/16/2009

MORGAN STANLEY & CO. INCORPORATED (SANTA MONICA CA)

CA

08/09/2004 - 04/02/2007

MORGAN STANLEY DW INC. (BEVERLY HILLS CA)

NJ

10/21/1998 - 08/20/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

05/21/1992 - 10/12/1998

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/17/1989 - 05/20/1992

WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)

NY

10/11/1983 - 07/19/1989

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

02/05/1982 - 10/21/1983

OPPENHEIMER & CO., INC.

NA

11/01/1979 - 03/08/1982

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 11/13/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald Craig Betten.
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