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Ronald Clifford Gross

Southstate|duncanwilliams Securities Corp.

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About Ronald Clifford Gross

Ronald Clifford Gross is a financial professional with over 30 years of experience in the securities industry. Ronald has a broad range of experience working at firms such as First Empire Securities, Stifel, Nicolaus & Company, Vining Sparks, Prudential Securities, Smith Barney, Lehman Brothers, FirstMoney Securities, PaineWebber, E. F. Hutton & Company, and Merrill Lynch. Ronald is currently registered with Southstate|duncanwilliams Securities Corp. and holds Series 7, Series 63, Series 79TO, and SIE licenses. Ronald's experience and licenses allow him to provide a wide range of services to his clients.

Firm Information

Ronald Gross is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Gross’s Registration & Firm History

MT

07/07/2020 - Present

Southstate|duncanwilliams Securities Corp. (Bozeman MT)

NY

06/27/2017 - 01/31/2019

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

TN

01/10/2013 - 04/20/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)

WA

09/15/1998 - 12/18/2012

VINING SPARKS (SEATTLE WA)

NA

02/27/1996 - 05/17/1998

VINING-SPARKS IBG, LIMITED PARTNERSHIP

NY

06/01/1994 - 02/15/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/31/1993 - 06/08/1994

SMITH BARNEY INC. (NEW YORK NY)

NY

03/04/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

04/28/1988 - 06/08/1990

FIRSTMONEY SECURITIES CORPORATION

NA

08/24/1987 - 02/29/1988

PAINEWEBBER INCORPORATED

NA

06/26/1984 - 06/23/1987

E. F. HUTTON & COMPANY INC

NA

01/26/1983 - 06/04/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 01/08/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Ronald Clifford Gross. Review regulatory record here.
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