Unclaimed
Ronald Davis is a financial advisor who has been working in the industry since March 22, 1992. Ronald is currently registered with MML Investors Services, LLC in Raleigh, North Carolina. Ronald has been with MML Investors Services, LLC since March 25, 2017. Prior to this, Ronald was employed by MSI Financial Services, Inc., Nationwide Securities, LLC, 1717 Capital Management Company, QuestAr Capital Corporation, USAllianz Securities, Inc., Pruco Securities Corporation, and First Investors Corporation. Ronald is also a registered investment advisor in the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
03/25/2017 - Present
MML Investors Services, LLC (RALEIGH NC)
NC
10/21/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (RALEIGH NC)
NC
08/01/2008 - 10/26/2009
NATIONWIDE SECURITIES, LLC (MORRISVILLE NC)
NC
05/07/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (DURHAM NC)
NC
12/01/2006 - 05/09/2007
QUESTAR CAPITAL CORPORATION (DURHAM NC)
NC
10/15/2003 - 12/01/2006
USALLIANZ SECURITIES, INC. (DURHAM NC)
NJ
11/09/1992 - 11/10/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/12/1989 - 02/27/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 05/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Davis is the right advisor for you? Invested Better is here to help.