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Ronald Clemente Davis

MML Investors Services, LLC

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About Ronald Clemente Davis

Ronald Davis is a financial advisor who has been working in the industry since March 22, 1992. Ronald is currently registered with MML Investors Services, LLC in Raleigh, North Carolina. Ronald has been with MML Investors Services, LLC since March 25, 2017. Prior to this, Ronald was employed by MSI Financial Services, Inc., Nationwide Securities, LLC, 1717 Capital Management Company, QuestAr Capital Corporation, USAllianz Securities, Inc., Pruco Securities Corporation, and First Investors Corporation. Ronald is also a registered investment advisor in the state of North Carolina.

Firm Information

Ronald Davis is currently registered with MML Investors Services, LLC. MML Investors Services, LLC is a Limited Liability Company headquartered in Springfield, MA, formed in January 2011. The firm is registered with the SEC and in 53 states. They provide a range of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and asset allocation programs. MML Investors Services, LLC manages over $72 billion in assets for individuals, high-net-worth individuals, corporations, trusts, foundations, charitable organizations, pension plans, and insurance companies.
MML Investors Services, LLC

1295 STATE STREET

SPRINGFIELD, MA 01111-0001

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Ronald Davis’s Registration & Firm History

NC

03/25/2017 - Present

MML Investors Services, LLC (RALEIGH NC)

NC

10/21/2009 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (RALEIGH NC)

NC

08/01/2008 - 10/26/2009

NATIONWIDE SECURITIES, LLC (MORRISVILLE NC)

NC

05/07/2007 - 08/01/2008

1717 CAPITAL MANAGEMENT COMPANY (DURHAM NC)

NC

12/01/2006 - 05/09/2007

QUESTAR CAPITAL CORPORATION (DURHAM NC)

NC

10/15/2003 - 12/01/2006

USALLIANZ SECURITIES, INC. (DURHAM NC)

NJ

11/09/1992 - 11/10/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

07/12/1989 - 02/27/1990

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

IA

Issued 05/22/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/02/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Ronald Clemente Davis. Review regulatory record here.
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