Unclaimed
Ronald Clayton Boddy is a financial advisor with Equitable Advisors, LLC. Ronald has been in the industry since 1974. He is licensed to sell securities in six states: Arizona, California, Colorado, New Mexico, Texas, and Washington. Ronald holds licenses for Series 1, Series 63, Series 7TO and SIE exams. Ronald's previous firms include MONY Securities Corporation, The Prudential Insurance Company of America and The Mutual Life Insurance Company of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
06/01/2005 - Present
Equitable Advisors, LLC (ALBUQUERQUE NM)
NY
05/14/1974 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
05/01/1987 - 05/01/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
05/14/1974 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 09/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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