Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Chester Karpowicz is a financial advisor with over 40 years of experience in the industry. Ronald currently works for Wells Fargo Clearing Services, LLC and has been registered with the firm since 2016. Prior to that, Ronald was employed by Prescott, Ball & Turben, Inc. for almost 8 years. Ronald has passed numerous industry exams, including the Series 66, Series 10, Series 9, Series 3, and Series 7. Ronald has a broad array of experience and knowledge, including Series 66, Series 10, Series 9, Series 3, and Series 7. Ronald is licensed to provide financial advice and securities services in several states. Ronald has experience working with high-net-worth individuals, corporations, trusts, and other organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NA
10/21/1982 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
BOTH
Issued 01/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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