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Ronald Charles Shickora

Tradition Securities AND Derivatives LLC

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About Ronald Charles Shickora

Ronald Charles Shickora is a financial professional with over 30 years of experience in the securities industry. He is currently registered with Tradition Securities and Derivatives LLC and has been with the firm since June 2009. Previously, Ronald Charles Shickora was associated with BGC FINANCIAL, L.P. from June 1989 to May 2009. Ronald Charles Shickora holds a Series 63, Series 7 and SIE licenses. He is registered with the state of New York.

Firm Information

Ronald Shickora is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Shickora’s Registration & Firm History

NY

06/02/2009 - Present

Tradition Securities AND Derivatives LLC (NEW YORK NY)

NY

06/21/1989 - 05/26/2009

BGC FINANCIAL, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/24/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ronald Charles Shickora.
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