Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Ostezan is a financial professional with over 20 years of experience in the financial services industry. Ronald is currently registered with Thrivent Investment Management Inc. in Georgia and Texas. Ronald has held previous roles at several firms including SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., 1717 CAPITAL MANAGEMENT COMPANY, MUTUAL OF OMAHA INVESTOR SERVICES, INC., FSC SECURITIES CORPORATION, MARINER FINANCIAL SERVICES, INC., BENEFITSCORP EQUITIES, INC., WALNUT STREET SECURITIES, INC., PHOENIX EQUITY PLANNING CORPORATION, and THE SAXON GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
12/03/2024 - Present
Thrivent Investment Management Inc. (Atlanta GA)
MI
10/31/2005 - 04/01/2009
SAGEPOINT FINANCIAL, INC. (TROY MI)
AZ
04/11/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
DE
04/06/1999 - 04/16/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NE
06/08/1998 - 04/01/1999
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
GA
06/19/1997 - 05/27/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
10/06/1993 - 06/18/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
CO
08/18/1989 - 02/02/1990
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
04/22/1988 - 10/07/1989
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
08/15/1987 - 03/16/1988
PHOENIX EQUITY PLANNING CORPORATION
NA
02/06/1987 - 07/16/1987
THE SAXON GROUP, INC.
BOTH
Issued 08/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 05/02/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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