Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Chance Mims is a financial professional with over 13 years of experience in the industry. Ronald is currently registered with Academy Securities, Inc. in Del Mar, California. Ronald has a wide range of experience, having previously worked for PICKWICK CAPITAL PARTNERS, LLC in San Diego. Ronald holds several licenses including Series 7, 24, 52TO, 63, 72, 79TO, 99TO and SIE, demonstrating their commitment to providing comprehensive financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/12/2009 - Present
Academy Securities, Inc. (Del Mar CA)
CA
02/26/2009 - 10/05/2009
PICKWICK CAPITAL PARTNERS, LLC (SAN DIEGO CA)
BC
Issued 08/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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