Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Carey Trout is an active, registered investment advisor and securities representative in Alabama. Ronald has been in the financial services industry since March 8, 1999. He has a broad range of experience in the industry, including roles at firms like Sterne Agee & Leach, Stifel, Nicolaus & Company, and Raymond James. Ronald is currently employed with Keybanc Capital Markets Inc. He holds a variety of licenses and designations including Series 7, 63, 66, 10, 14, 24, 55, 57TO, 79TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/02/2021 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
AL
07/06/2017 - 05/24/2021
STONEX FINANCIAL INC. (BIRMINGHAM AL)
AL
09/13/2016 - 08/31/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (BIRMINGHAM AL)
AL
07/02/2008 - 09/05/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
AL
06/09/2015 - 06/30/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
08/05/2014 - 07/27/2015
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
06/30/2006 - 07/13/2007
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
03/12/1998 - 06/30/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 11/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/14/2016
Series 14 - Compliance Officer Examination
BC
Issued 06/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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