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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Vaill is a financial advisor with over 25 years of experience in the industry. Ronald Vaill is currently registered with Raymond James & Associates, Inc. and has previously been registered with Morgan Stanley, Knight Capital Markets, LLC., Summit Financial Services Group, Inc., and Legg Mason Wood Walker, Incorporated. Ronald Vaill holds Series 7, 9, 10, 55, 63, and 66 licenses. Ronald Vaill is currently registered to provide investment advice in Connecticut. Ronald Vaill specializes in providing financial planning, portfolio management, and educational seminars. Ronald Vaill is a dedicated professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/03/2019 - Present
Raymond James & Associates, Inc. (NEW HAVEN CT)
CT
06/28/2019 - 12/04/2019
MORGAN STANLEY (NEW HAVEN CT)
NY
09/21/1999 - 03/09/2005
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
PA
04/07/1999 - 08/25/1999
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
MD
01/23/1996 - 06/05/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 07/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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