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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Fleischman is a financial advisor with UBS Financial Services Inc. Ronald has been in the industry for 30 years and is licensed to provide advisory services in 30 states. Ronald is also a registered principal for UBS Financial Services Inc. in North Carolina. Ronald holds several securities licenses including Series 3, 7, 9, 10, 24, 63, 65 and 66. Ronald specializes in working with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/09/2023 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NY
08/25/1998 - 07/24/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MI
10/26/1993 - 07/28/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 08/02/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/27/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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