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Ronald C Dimaggio

Osaic Institutions, Inc.

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About Ronald C Dimaggio

Ronald C Dimaggio is a financial advisor who has been in the industry since April 23, 2002. Currently, Ronald C Dimaggio is registered with Osaic Institutions, Inc. in Massapequa, New York. Prior to joining Osaic Institutions, Inc., Ronald C Dimaggio was previously registered with LPL Financial LLC, MML Investors Services, LLC, MetLife Securities Inc., NYLIFE Securities LLC, Oppenheimer & Co. Inc., MF GLOBAL INC., Labranche Financial Services, Inc., HSBC Securities (USA) Inc., Handelsbanken Markets Securities, Inc., Credit Lyonnais Securities (USA), Inc., and Societe Generale Securities Corporation. Ronald C Dimaggio has a Series 63, Series 55, Series 7 license.

Firm Information

Ronald Dimaggio is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Dimaggio’s Registration & Firm History

NY

02/16/2021 - Present

Osaic Institutions, Inc. (Massapequa NY)

NY

10/30/2018 - 01/26/2021

LPL FINANCIAL LLC (FARMINGDALE NY)

NY

03/22/2017 - 08/02/2018

MML INVESTORS SERVICES, LLC (SYOSSET NY)

NY

04/28/2016 - 01/11/2017

MML INVESTORS SERVICES, LLC (MELVILLE NY)

NY

09/03/2015 - 01/08/2016

METLIFE SECURITIES INC. (EAST HILLS NY)

NY

12/02/2014 - 08/24/2015

NYLIFE SECURITIES LLC (MELVILLE NY)

NY

10/01/2012 - 11/05/2013

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

09/11/2006 - 06/26/2009

MF GLOBAL INC. (NEW YORK NY)

NY

11/17/2005 - 04/19/2006

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

05/09/2001 - 09/03/2004

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

02/23/1999 - 05/14/2001

HANDELSBANKEN MARKETS SECURITIES, INC. (NEW YORK NY)

NY

07/22/1998 - 10/27/1998

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

03/07/1995 - 06/26/1998

SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald C Dimaggio.
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