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Ronald Bruce Ciesla

Northern Trust Securities, Inc.

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About Ronald Bruce Ciesla

Ronald Bruce Ciesla is a financial advisor with Northern Trust Securities, Inc. Ronald has been in the industry since 1986 and has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA INVESTMENT SERVICES, INC. Ronald holds the Series 7, 63 and 66 licenses. Ronald specializes in portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Ronald Ciesla is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Ciesla’s Registration & Firm History

FL

07/29/2011 - Present

Northern Trust Securities, Inc. (Naples FL)

FL

10/23/2009 - 01/06/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)

FL

06/15/2005 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (NAPLES FL)

NY

04/28/2003 - 02/17/2004

NEUBERGER BERMAN, LLC (NEW YORK NY)

IL

10/11/2001 - 04/21/2003

NUVEEN INVESTMENTS, LLC (CHICAGO IL)

NY

08/09/1996 - 08/10/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

01/26/1984 - 04/19/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BOTH

Issued 08/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Bruce Ciesla.
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