Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gatti is a financial professional with over 30 years of experience in the financial services industry. Ronald is currently registered with Allstate Financial Advisors, LLC and is a licensed Registered Representative in California. Ronald specializes in providing financial advice to individuals and works with clients in California. Ronald has previously held positions with various financial institutions including AXA ADVISORS, LLC, 1ST GLOBAL CAPITAL CORP., WOODBURY FINANCIAL SERVICES, INC., AIG RETIREMENT ADVISORS, INC., THE VARIABLE ANNUITY MARKETING COMPANY, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CA
05/30/2013 - Present
Allstate Financial Advisors, LLC (Tustin CA)
CA
12/19/2008 - 08/13/2009
AXA ADVISORS, LLC (IRVINE CA)
TX
12/12/2008 - 12/24/2008
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CA
08/01/2008 - 10/27/2008
WOODBURY FINANCIAL SERVICES, INC. (TUSTIN CA)
TX
10/24/1997 - 05/28/2008
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
TX
10/03/1988 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NA
06/22/1988 - 10/04/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
06/22/1988 - 10/04/1988
IDS LIFE INSURANCE COMPANY
BOTH
Issued 10/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/10/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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