Unclaimed
Ronald Bonifacio is a financial professional with over 20 years of experience in the financial services industry. Ronald is currently registered with Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC. Ronald has a broad range of experience in the financial services industry, including positions at Conifer Securities LLC, UBS Securities LLC, and ABN AMRO Incorporated. Ronald holds Series 7, 24, 57TO, 63, 99TO, and SIE licenses. Ronald is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/18/2017 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
01/04/2013 - 05/31/2013
CONIFER SECURITIES LLC (NEW YORK CITY NY)
NY
12/05/2003 - 05/05/2011
UBS SECURITIES LLC (NEW YORK NY)
CT
03/01/2002 - 12/05/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
02/08/2000 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
BC
Issued 08/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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