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Ronald Bernie Canty

Pershing LLC

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About Ronald Bernie Canty

Ronald Canty is a registered representative and principal with Pershing LLC. Ronald has been in the securities industry since 1995. Ronald holds a variety of securities licenses, including Series 7, 24, 28, 52TO, 63, 65, and 99TO. Ronald is registered in Florida, New Jersey, and New York. Ronald was previously with PERSHING ADVISOR SOLUTIONS LLC.

Firm Information

Ronald Canty is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Canty’s Registration & Firm History

FL

06/13/1995 - Present

Pershing LLC (LAKE MARY FL)

NJ

09/19/2005 - 01/25/2019

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 06/12/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2009

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 05/22/2007

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald Bernie Canty.
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