Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Benjamin Lefton is a financial advisor in Newport Beach, CA and has been in the industry since December 2003. Ronald is currently registered with Wedbush Securities Inc. and has previously been registered with Standard Investment Chartered Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated and Wachovia Securities, LLC. Ronald Lefton holds the Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/23/2017 - Present
Wedbush Securities Inc. (NEWPORT BEACH CA)
CA
12/09/2016 - 01/27/2017
STANDARD INVESTMENT CHARTERED INCORPORATED (NEWPORT BEACH CA)
CA
08/22/2014 - 12/12/2016
WEDBUSH SECURITIES INC. (SAN DIEGO CA)
CA
06/01/2009 - 09/03/2014
MORGAN STANLEY (IRVINE CA)
CA
10/05/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
07/29/2005 - 10/10/2007
WACHOVIA SECURITIES, LLC (LOS ANGELES CA)
NY
12/03/2003 - 07/14/2005
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BOTH
Issued 04/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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