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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Arthur Slevin is a financial advisor with over 40 years of experience. Ronald has been a registered representative for over 40 years and holds Series 7, Series 63, and Series 65 licenses. He is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New Jersey, New York, and Texas. Ronald has previously worked at RBC Capital Markets, LLC, Citigroup Global Markets Inc., CIBC Oppenheimer Corp., Kidder, Peabody & Co. Incorporated, Paine Webber Incorporated, The G.M.S. Group, Inc., Moore & Schley, Cameron & Co., Moore & Schley Municipals, Inc., and J. B. Hanauer & Co. Ronald has experience providing financial advice to individuals, businesses, corporations, high net worth individuals, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities. He is also experienced in providing financial advice to other financial advisors. Ronald's current firm, Merrill Lynch, Pierce, Fenner & Smith Inc., manages approximately $10 billion to $50 billion in assets. They are registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/09/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/16/2005 - 03/23/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/18/1999 - 06/23/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/1995 - 03/08/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
12/21/1992 - 12/12/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
06/01/1989 - 12/04/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/02/1988 - 06/13/1989
THE G.M.S. GROUP, INC.
NA
02/22/1983 - 12/31/1988
MOORE & SCHLEY, CAMERON & CO.
NA
10/27/1982 - 01/27/1988
MOORE & SCHLEY MUNICIPALS, INC.
NA
01/02/1976 - 08/17/1982
J. B. HANAUER & CO.
IA
Issued 03/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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