Unclaimed
Ronald Arthur Lowis is a financial professional with over 39 years of experience in the industry. Ronald is currently registered with Raymond James Financial Services Advisors, Inc. in Columbus, Ohio. Ronald has been with Raymond James Financial Services Advisors, Inc. since January 2009, prior to that, Ronald worked at Prudential-Bache Securities Inc., Reliastar Financial Marketing Corp., and Home Life Equity Sales Corp. Ronald has a variety of licenses and registrations including Series 3, 6, 7, 8, 9, 10, 15, 63 and the SIE. Ronald's experience and qualifications make him a valuable resource for investors seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (COLUMBUS OH)
NY
06/22/1983 - 06/21/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/28/1983 - 11/27/1985
RELIASTAR FINANCIAL MARKETING CORP.
NA
03/28/1983 - 07/28/1983
HOME LIFE EQUITY SALES CORP.
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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