Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Anthony Hamlin has over 30 years of experience in the financial industry. Ronald Hamlin is currently registered with UBS Financial Services Inc. Ronald Hamlin is also registered with several states. Ronald Hamlin has held positions with several firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Fidelity Brokerage Services LLC, Citicorp Investment Services, Fidelity Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/15/2016 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/01/2009 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/15/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
RI
07/14/2000 - 08/21/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
02/26/1998 - 06/29/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
RI
05/08/1989 - 03/17/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
07/23/1986 - 11/03/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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