Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lacis is a registered representative with Charles Schwab & CO., Inc. in Indianapolis, IN. Ronald has been in the industry since August 2, 1995. He is licensed to provide investment advice in 53 states and Puerto Rico, as well as the District of Columbia. Ronald has a range of experience in the financial services industry, including experience with OptionsXPRESS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
02/24/2017 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
05/02/2016 - 11/09/2017
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
09/02/2011 - 12/31/2013
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
BOTH
Issued 02/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2008
Series 3 - National Commodity Futures Examination
BC
Issued 06/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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