Unclaimed
Ronald Icabone is a financial advisor with over 40 years of experience in the financial services industry. Ronald has been registered with LPL Financial LLC since June 2024 and has a proven track record of providing comprehensive financial planning and investment advice to individuals, families, and businesses. Ronald holds the Series 7, 9, 10, 31, 63, and 65 licenses, and the SIE designation. Ronald is also a Registered Representative of LPL Financial LLC. Prior to joining LPL, Ronald was affiliated with Securities America, Inc., First Allied Securities, Inc. and UBS Financial Services, Inc. Ronald's dedication to providing exceptional client service is evident in the long-term relationships he has built with his clients. He is committed to understanding each client's unique financial goals and developing personalized strategies to help them achieve their objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/10/2024 - Present
LPL Financial LLC (Pueblo CO)
CO
07/27/2016 - 06/13/2024
SECURITIES AMERICA, INC. (Pueblo CO)
CO
12/20/2006 - 07/27/2016
FIRST ALLIED SECURITIES, INC. (PUEBLO CO)
CO
08/12/2006 - 12/19/2006
UBS FINANCIAL SERVICES INC. (PUEBLO CO)
CO
07/21/1993 - 08/12/2006
PIPER JAFFRAY & CO. (PUEBLO CO)
NA
03/22/1983 - 07/19/1993
DAIN BOSWORTH INCORPORATED
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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