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Ronald Alvin Icabone

LPL Financial LLC

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About Ronald Alvin Icabone

Ronald Icabone is a financial advisor with over 40 years of experience in the financial services industry. Ronald has been registered with LPL Financial LLC since June 2024 and has a proven track record of providing comprehensive financial planning and investment advice to individuals, families, and businesses. Ronald holds the Series 7, 9, 10, 31, 63, and 65 licenses, and the SIE designation. Ronald is also a Registered Representative of LPL Financial LLC. Prior to joining LPL, Ronald was affiliated with Securities America, Inc., First Allied Securities, Inc. and UBS Financial Services, Inc. Ronald's dedication to providing exceptional client service is evident in the long-term relationships he has built with his clients. He is committed to understanding each client's unique financial goals and developing personalized strategies to help them achieve their objectives.

Firm Information

Ronald Icabone is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Icabone’s Registration & Firm History

CO

06/10/2024 - Present

LPL Financial LLC (Pueblo CO)

CO

07/27/2016 - 06/13/2024

SECURITIES AMERICA, INC. (Pueblo CO)

CO

12/20/2006 - 07/27/2016

FIRST ALLIED SECURITIES, INC. (PUEBLO CO)

CO

08/12/2006 - 12/19/2006

UBS FINANCIAL SERVICES INC. (PUEBLO CO)

CO

07/21/1993 - 08/12/2006

PIPER JAFFRAY & CO. (PUEBLO CO)

NA

03/22/1983 - 07/19/1993

DAIN BOSWORTH INCORPORATED

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Licenses & Designations

IA

Issued 12/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/20/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 03/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Ronald Alvin Icabone. Review regulatory record here.
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