Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Schley is a financial professional with over 30 years of experience in the financial services industry. Ronald is a Registered Representative and Investment Advisor Representative. Ronald is currently registered with Independent Financial Group, LLC. Ronald has held previous registrations with Kovack Securities Inc., Resource Horizons Group LLC, Sorrento Pacific Financial, LLC, Partnervest Securities, Inc., National Planning Corporation, Financial Network Investment Corporation, Signator Investors, Inc., John Hancock Mutual Life Insurance Company, and Locust Street Securities, Inc. Ronald has a wide range of experience in providing financial advice, including retirement planning, insurance, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
02/09/2015 - Present
Independent Financial Group, LLC (Two Harbors MN)
FL
10/15/2014 - 12/31/2014
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
MN
01/03/2012 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (HANCOCK MN)
MN
07/31/2009 - 12/31/2011
SORRENTO PACIFIC FINANCIAL, LLC (HANCOCK MN)
MN
11/05/2004 - 07/31/2009
PARTNERVEST SECURITIES, INC. (HANCOCK MN)
CA
08/01/2000 - 11/02/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
04/14/1999 - 08/10/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
04/29/1994 - 04/14/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
04/28/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
04/27/1992 - 06/22/1993
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 10/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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