Unclaimed
Ronald Allen Mims is an investment advisor representative with PFS Investments Inc. Ronald has been working in the financial industry since 1993. Ronald holds multiple licenses including Series 63, Series 6, Series 26, and Series 65 licenses. Ronald is currently registered with the state of Georgia as an investment advisor representative. Ronald specializes in providing investment advice and portfolio management services for individuals, corporations and other businesses, and charitable organizations. Ronald also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
08/28/2012 - Present
PFS Investments Inc. (LAWRENCEVILLE GA)
GA
03/11/1997 - 07/13/2000
PFS INVESTMENTS INC. (DULUTH GA)
GA
01/11/1994 - 06/23/1995
PFS INVESTMENTS INC. (DULUTH GA)
GA
10/23/1989 - 05/12/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 08/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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