Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Allen Castleton is a financial advisor at Raymond James Financial Services Advisors, Inc. Ronald has been in the industry since April 7, 1985 and has a diverse background, having worked at Prudential Securities Incorporated and Paine Webber Incorporated. Ronald holds various licenses and registrations, including Series 3, 7, 9, 10, 63, and 65. Ronald specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
10/10/2022 - Present
Raymond James Financial Services Advisors, Inc. (LAKE FOREST CA)
NY
11/09/2000 - 05/29/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/08/1985 - 11/30/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1985
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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