Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Allard is a financial professional with over 15 years of experience in the industry. Ronald is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Ronald also has prior registration experience with Fidelity Distributors Co. LLC, Fidelity Investments Institutional Services Company, Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/22/2021 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
12/24/2014 - 05/08/2015
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
04/10/2006 - 03/04/2015
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)
NA
08/08/1991 - 09/27/1991
FIRST INVESTORS CORPORATION
BC
Issued 06/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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