Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Allan Sirt has been in the financial services industry since June 20, 1985. Ronald is a registered representative of Wells Fargo Clearing Services, LLC and is also registered as an investment advisor representative in Illinois and Minnesota. Ronald has held various positions with different firms throughout his career, including Raymond James & Associates, Inc. Ronald Allan Sirt is a member of the Chicago Rabbinical Council and serves as an arbitrator for FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/09/2013 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
07/01/2011 - 01/03/2012
LEUMI INVESTMENT SERVICES INC. (HIGHLAND PARK IL)
IL
04/15/2004 - 05/02/2011
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
FL
07/10/2003 - 04/06/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
08/31/2000 - 02/19/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IL
06/29/2000 - 10/10/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NY
11/14/1991 - 05/10/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
02/24/1989 - 04/06/1993
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
10/27/1986 - 02/09/1989
COWEN & CO. (NEW YORK NY)
NA
09/24/1984 - 10/27/1986
FREEHLING & CO.
IA
Issued 09/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2003
Series 12 - NYSE Branch Manager Examination
BC
Issued 07/02/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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