Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Alexander Sosa is a financial professional with over 10 years of experience in the industry. Ronald has a Series 6 and Series 63 license and is registered with the state of California. Ronald is currently employed with Allstate Financial Services, LLC. Previously, Ronald was employed with J.P. Morgan Securities LLC and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/24/2017 - Present
Allstate Financial Services, LLC (West Covina CA)
CA
05/02/2016 - 03/30/2017
J.P. MORGAN SECURITIES LLC (EL MONTE CA)
CA
07/07/2015 - 02/05/2016
SIGNATOR INVESTORS, INC. (ANAHEIM CA)
CA
10/01/2012 - 07/16/2013
J.P. MORGAN SECURITIES LLC (LA PUENTE CA)
CA
08/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LA PUENTE CA)
BC
Issued 09/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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