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Ronald Alexander Mitchell

Fidelity Brokerage Services LLC

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About Ronald Alexander Mitchell

Ronald Mitchell is a financial advisor with over 20 years of experience in the industry. Ronald currently works for Fidelity Brokerage Services LLC. In the past, Ronald worked for TRANSAMERICA CAPITAL, INC. and Ameriprise Financial Services. Ronald holds Series 66, Series 6TO, SIE and Series 7 licenses.

Firm Information

Ronald Mitchell is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Mitchell’s Registration & Firm History

RI

05/26/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CO

10/07/2020 - 04/28/2022

TRANSAMERICA CAPITAL, INC. (DENVER CO)

TX

12/08/2014 - 09/21/2020

AMERIPRISE FINANCIAL SERVICES, LLC (RICHARDSON TX)

TX

04/10/2013 - 11/14/2014

AMERIPRISE FINANCIAL SERVICES, INC. (HURST TX)

TX

09/06/2011 - 01/02/2013

AMERIPRISE FINANCIAL SERVICES, INC. (HURST TX)

FL

12/14/2010 - 03/04/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

TX

04/21/2010 - 07/29/2010

NYLIFE SECURITIES LLC (DALLAS TX)

TX

01/17/2007 - 03/03/2010

TD AMERITRADE, INC. (FORT WORTH TX)

TX

01/31/2002 - 12/19/2006

AMERIPRISE FINANCIAL SERVICES, INC. (RICHARDSON TX)

MN

01/31/2002 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 02/08/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Ronald Alexander Mitchell. Review regulatory record here.
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