Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Goodman is a financial advisor with Lightspeed Financial Services Group LLC, located in Morristown, NJ. Ronald has over 22 years of experience in the financial services industry. Ronald is a registered representative with FINRA and has passed the Series 3, 4, 7, 24, 55, 57TO, and 63 exams. Ronald also holds a Series 3 license and a Series 63 license. Ronald has been a registered representative with Lightspeed Financial Services Group LLC since May 1, 2018. Before joining Lightspeed, Ronald worked at LIGHTSPEED TRADING, LLC, NOBLETRADING.COM, INC., LIGHTSPEED PROFESSIONAL TRADING LLC, E*TRADE CLEARING LLC, TD WATERHOUSE INVESTOR SERVICES, INC., TRACK DATA SECURITIES CORPORATION, FIRST UNION SECURITIES, INC., and WHALE SECURITIES CO., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/01/2018 - Present
Lightspeed Financial Services Group LLC (MORRISTOWN NJ)
NY
10/25/2007 - 05/07/2018
LIGHTSPEED TRADING, LLC (NEW YORK NY)
NY
04/05/2010 - 06/08/2010
NOBLETRADING.COM, INC. (NEW YORK NY)
NY
06/01/2005 - 07/28/2008
LIGHTSPEED PROFESSIONAL TRADING LLC (NEW YORK NY)
NJ
06/21/2005 - 12/31/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NE
03/02/2004 - 04/25/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
12/19/2000 - 03/01/2004
TRACK DATA SECURITIES CORPORATION (BROOKLYN NY)
MO
08/16/2000 - 12/22/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
03/10/2000 - 08/09/2000
WHALE SECURITIES CO., L.P. (NEW YORK NY)
BC
Issued 03/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2006
Series 4 - Registered Options Principal Examination
BC
Issued 08/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2002
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ronald Goodman is the right advisor for you? Invested Better is here to help.
