Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Richmond is a Registered Representative with Oppenheimer & Co. Inc. with over 15 years of experience in the financial services industry. Prior to joining Oppenheimer & Co. Inc., Richmond was a Registered Representative with B. RILEY WEALTH MANAGEMENT and B. RILEY SECURITIES, INC. Richmond has obtained the Series 66, Series 53, Series 52TO, SIE and Series 7 licenses to provide financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
09/11/2024 - Present
Oppenheimer & Co. Inc. (MEMPHIS TN)
TN
05/05/2009 - 09/06/2024
B. RILEY WEALTH MANAGEMENT (Memphis TN)
TN
07/12/2018 - 11/15/2022
B. RILEY SECURITIES, INC. (Memphis TN)
BOTH
Issued 08/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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