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Ronald Alan Herzlinger

Piper Sandler & Co.

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About Ronald Alan Herzlinger

Ronald Herzlinger is an investment professional with over 30 years of experience in the financial services industry. Ronald is currently registered with Piper Sandler & Co. Ronald has a long history of working with various financial institutions, including Sandler, O'Neill & Partners, L.P., Stifel, Nicolaus & Company, Incorporated, Keefe, Bruyette & Woods, Inc., and Milestone Advisors LLC. Ronald holds Series 3, 7, 24, and 63 licenses. Ronald specializes in analytical reports and public finance consulting programs.

Firm Information

Ronald Herzlinger is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Herzlinger’s Registration & Firm History

MA

01/03/2020 - Present

Piper Sandler & Co. (Boston MA)

MA

03/17/2014 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (BOSTON MA)

MA

02/15/2013 - 03/18/2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOSTON MA)

NY

02/01/2010 - 02/27/2013

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

NY

05/30/2008 - 02/16/2010

MILESTONE ADVISORS LLC (NEW YORK NY)

NY

10/18/2001 - 07/19/2007

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NJ

03/13/2000 - 11/02/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

11/20/1989 - 03/07/2000

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NJ

01/26/1989 - 11/06/1989

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

01/26/1989 - 11/06/1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NY

10/21/1987 - 03/26/1988

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

03/20/1986 - 09/18/1987

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BC

Issued 03/20/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1986

Series 3 - National Commodity Futures Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald Alan Herzlinger.
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