Unclaimed
Ronald Harczak is a financial advisor with over 37 years of experience in the industry. He is currently registered with Independent Advisor Alliance, LLC and has been with them since 2024. Ronald has held several previous roles at firms such as Securities America, Inc., The Investment Center, Inc., and GNA Securities, Inc. He is a Certified Financial Planner and specializes in providing financial planning and investment advisory services. He has a broad range of experience serving high-net-worth individuals, individuals other than high-net-worth, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/29/2024 - Present
Independent Advisor Alliance, LLC (St. Charles IL)
IL
09/01/1992 - 03/01/2024
SECURITIES AMERICA, INC. (SAINT CHARLES IL)
NJ
05/21/1990 - 09/21/1992
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
VA
10/24/1988 - 12/22/1989
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
06/30/1988 - 09/10/1988
FN INVESTMENT CENTER
NA
03/18/1987 - 05/19/1988
MARKETING ONE SECURITIES, INC.
NA
08/21/1985 - 03/18/1987
W. S. GRIFFITH & CO., INC.
BC
Issued 12/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Harczak is the right advisor for you? Invested Better is here to help.