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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Tanaka is a financial advisor at LPL Financial LLC, a firm with more than $50 billion in assets under management. Ronald has been in the industry since April 1985 and has experience working with a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. He is also registered in 18 states, including California, Texas, and New York. Ronald's specializations include financial planning, portfolio management, and consulting services. He is a Certified Financial Planner and is committed to providing personalized financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/17/2020 - Present
LPL Financial LLC (SOUTH PASADENA CA)
CA
12/10/2003 - 06/02/2020
INDEPENDENT FINANCIAL GROUP, LLC (S PASADENA CA)
AZ
12/21/1995 - 12/16/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
PA
04/16/1985 - 01/04/1996
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
IA
Issued 05/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/11/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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