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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Akira Ota is a financial advisor with over 28 years of experience in the industry. Ronald currently works at Osaic Wealth, Inc. where Ronald has been registered as an Investment Advisor Representative since January 2023. Prior to that, Ronald worked at KEOGLER, MORGAN & COMPANY, INC. and MANEQUITY, INC. Ronald holds a variety of securities licenses including Series 6, 7, 22, 24, 51, 63 and 65. Ronald is also registered in 26 states and the District of Columbia. Ronald is a registered principal and has significant experience in managing investments for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
01/23/2023 - Present
Osaic Wealth, Inc. (HONOLULU HI)
GA
05/13/1996 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
MA
12/09/1994 - 05/07/1996
MANEQUITY, INC. (BOSTON MA)
IA
Issued 12/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1997
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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