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Ron Shahar

Northwestern Mutual Investment Services, LLC

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About Ron Shahar

Ron Shahar is a registered representative of Northwestern Mutual Investment Services, LLC. Ron has been in the securities industry since December 2003. Ron is a licensed investment advisor representative in New Jersey and is also registered to conduct business in California, New Jersey, New York, and Rhode Island. Ron has passed the Series 4, 7, 24, 53, 55, 63, and 66 exams. In addition to his work with Northwestern Mutual, Ron may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Ron Shahar is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

875 3RD AVE FL 23

NEW YORK, NY 10022

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ron Shahar’s Registration & Firm History

NY

10/17/2016 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NJ

11/19/2003 - 09/22/2016

NYLIFE SECURITIES LLC (LIVINGSTON NJ)

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Licenses & Designations

BOTH

Issued 11/21/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/14/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 8/2/2007

Series 4 - Registered Options Principal Examination

BC

Issued 5/19/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ron Shahar.
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