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Ron Shahar

Northwestern Mutual Investment Services, LLC

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About Ron Shahar

Ron Shahar is a registered representative with Northwestern Mutual Investment Services, LLC. Ron has been in the financial industry since 2003. Ron has a number of securities licenses including Series 7, 24, 53, 55, 63 and 66. Ron also holds a Series 4 license as a Registered Options Principal. Ron has been a financial professional in New Jersey and New York. Ron is also registered to conduct business in California, Rhode Island. In addition to Northwestern Mutual Investment Services, LLC, Ron was previously registered with NYLIFE SECURITIES LLC. Ron's experience includes working with high-net-worth individuals, other investment advisors, banking or thrift institutions, and individuals other than high-net-worth.

Firm Information

Ron Shahar is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ron Shahar’s Registration & Firm History

NY

10/17/2016 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NJ

11/19/2003 - 09/22/2016

NYLIFE SECURITIES LLC (LIVINGSTON NJ)

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Licenses & Designations

BOTH

Issued 11/21/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/02/2007

Series 4 - Registered Options Principal Examination

BC

Issued 05/19/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ron Shahar.
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