Unclaimed
Ron Shahar is a registered representative with Northwestern Mutual Investment Services, LLC. Ron has been in the financial industry since 2003. Ron has a number of securities licenses including Series 7, 24, 53, 55, 63 and 66. Ron also holds a Series 4 license as a Registered Options Principal. Ron has been a financial professional in New Jersey and New York. Ron is also registered to conduct business in California, Rhode Island. In addition to Northwestern Mutual Investment Services, LLC, Ron was previously registered with NYLIFE SECURITIES LLC. Ron's experience includes working with high-net-worth individuals, other investment advisors, banking or thrift institutions, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
10/17/2016 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
NJ
11/19/2003 - 09/22/2016
NYLIFE SECURITIES LLC (LIVINGSTON NJ)
BOTH
Issued 11/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/2007
Series 4 - Registered Options Principal Examination
BC
Issued 05/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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