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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ron? Claim Your ProfileRon Guidi is a financial advisor registered with the state of California, as well as Texas, specializing in various financial services, including financial planning, pension consulting, and selection of other advisors. Ron has over 20 years of experience in the financial services industry and is currently employed by Rockefeller Financial LLC and Rockefeller Capital Management. Ron is a well-rounded financial advisor with a strong track record and a broad range of knowledge and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/23/2021 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
08/21/2017 - 04/29/2019
LIBERTY GROUP, LLC (OAKLAND CA)
CA
12/26/2013 - 08/04/2017
ROBERTSON STEPHENS SECURITIES (SAN FRANCISCO CA)
CA
05/31/2013 - 05/01/2014
PURSHE KAPLAN STERLING INVESTMENTS (SAN FRANCISCO CA)
CA
07/20/2006 - 03/20/2013
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
NJ
05/19/2006 - 07/24/2006
BRIDGE INVESTMENT ADVISORS LLC (ENGLEWOOD NJ)
CA
02/07/2005 - 11/07/2005
S & Y ASSET MANAGEMENT LLC (SAN FRANCISCO CA)
CA
07/29/2004 - 11/07/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 11/01/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
07/31/1997 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
BOTH
Issued 06/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2013
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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