Unclaimed
Ron Jacoby is a financial professional with over 30 years of experience in the industry. Ron is currently registered with Cantor Fitzgerald & Co. Ron has previously held positions with Barclays Capital Inc. and J.P. Morgan Securities LLC. Ron holds licenses Series 63, Series 65, Series 7 and SIE. Ron is registered in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/31/2011 - Present
Cantor Fitzgerald & Co. (SANTA MONICA CA)
CA
02/18/2011 - 04/21/2011
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
02/13/1990 - 02/08/2011
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
IA
Issued 10/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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