Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ron? Claim Your ProfileRon Richard Fetsch is a financial advisor currently registered with Wealthpenn.comllc. Ron has been in the industry since 1985 and has held positions with Raymond James Financial Services, Inc., Wamu Investments, Inc., Wells Fargo Investments, LLC, WM Financial Services, Inc., Great Western Financial Securities Corporation, ASB Financial Services, Piper, Jaffray & Hopwood Incorporated, Paine Webber Incorporated and IDS Marketing Corporation. Ron is registered with the following states: Arizona, California, Colorado, Florida, Hawaii, Idaho, Iowa, Kansas, Maryland, Michigan, Minnesota, Mississippi, Nevada, New Jersey, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Washington and Wisconsin. Ron holds the Series 6, Series 7, Series 24 and SIE licenses and has specialized in providing financial advice for individuals, businesses, investment companies, insurance companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, state or municipal government entities and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/09/2015 - Present
Wealthpenn.comllc (LOS GATOS CA)
CA
04/24/2009 - 01/12/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
01/03/2002 - 05/11/2009
WAMU INVESTMENTS, INC. (SUNNYVALE CA)
CA
10/04/2001 - 01/17/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/28/1998 - 10/03/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
11/10/1995 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
09/14/1989 - 11/03/1995
ASB FINANCIAL SERVICES (IRVINE CA)
NA
08/28/1987 - 02/22/1989
PIPER, JAFFRAY & HOPWOOD INCORPORATED
NA
10/20/1986 - 09/08/1987
PAINEWEBBER INCORPORATED
NA
05/15/1985 - 11/04/1986
IDS MARKETING CORPORATION
NA
05/15/1985 - 10/28/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 5/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/17/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 5/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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