Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ron? Claim Your ProfileRon Hertzberg is a financial advisor at Citigroup Global Markets Inc.. Ron has been in the financial industry for over twenty years. Ron specializes in providing investment advice to high net worth individuals, corporations and institutional clients. Ron has a strong track record of success in helping clients achieve their financial goals. Ron holds a Series 6, Series 7, and Series 66 licenses. Ron has also earned the Series 63 license. Ron is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/12/2017 - Present
Citigroup Global Markets Inc. (Calabasas CA)
CA
06/10/2013 - 12/19/2017
J.P. MORGAN SECURITIES LLC (NORTHRIDGE CA)
CA
03/11/2011 - 04/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
PA
04/09/2001 - 08/22/2003
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
TN
04/03/2000 - 08/08/2000
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NJ
07/15/1997 - 03/13/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
05/23/1995 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 06/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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