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Ron Everette Phillips

Intercoastal Capital Markets, Inc.

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About Ron Everette Phillips

Ron Everette Phillips is a financial advisor with over 30 years of experience in the securities industry. Ron is currently registered with Intercoastal Capital Markets, Inc. in Boca Raton, Florida. Prior to joining Intercoastal Capital Markets, Inc., Ron was a registered representative with Securevest Financial Group, R. Seelaus & Co.,Inc. and WM Financial Services, Inc.. Ron is a Series 7, Series 52 and Series 63 licensed professional. Ron is currently registered in Colorado, Florida and New Jersey.

Firm Information

Ron Phillips is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ron Phillips’s Registration & Firm History

FL

10/16/2012 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

FL

03/24/2008 - 11/05/2012

SECUREVEST FINANCIAL GROUP (BOCA RATON FL)

FL

08/22/2001 - 03/18/2008

R. SEELAUS & CO.,INC. (BOCA RATON FL)

CA

05/15/2000 - 08/17/2001

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NJ

09/01/1999 - 05/25/2000

R. SEELAUS & CO.,INC. (CHATHAM NJ)

FL

01/14/1997 - 10/05/1999

ROYAL PALM CAPITAL, INC. (PALM BEACH FL)

IL

03/04/1996 - 01/16/1997

MESIROW FINANCIAL, INC. (CHICAGO IL)

NY

05/12/1995 - 03/15/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

04/13/1992 - 04/28/1995

MERIDIAN SECURITIES, INC.

NA

01/02/1990 - 04/24/1990

PRESCOTT, BALL & TURBEN, INC.

NA

09/13/1989 - 01/02/1990

GULFSTREAM FINANCIAL ASSOCIATES, INC.

NC

04/03/1989 - 08/30/1989

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NA

11/03/1988 - 04/04/1989

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

NA

10/06/1988 - 11/12/1988

POWELL & SATTERFIELD, INC.

NA

11/06/1984 - 04/04/1986

CARTY & COMPANY, INC.

NA

10/14/1983 - 02/05/1986

FIRST INVESTMENT SECURITIES, INC.

NA

10/26/1983 - 06/04/1984

B. J. COMPTON & SONS, INC.

NA

05/04/1983 - 09/21/1983

DUNCAN-WILLIAMS, INC.

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Licenses & Designations

BC

Issued 10/31/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

BC

Issued 05/03/1983

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ron Everette Phillips.
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