Unclaimed
Ron Edward Steinfeld is a financial professional with over 13 years of experience in the industry. Ron has a broad range of experience having worked for several financial institutions. Ron is currently a registered representative with Pragma LLC. Ron is a highly qualified professional holding various licenses and certifications. Ron’s experience includes holding principal licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2023 - Present
Pragma LLC (NEW YORK NY)
NY
10/27/2020 - 02/22/2022
LIQUIDITYEDGE, LLC (NEW YORK NY)
NY
04/25/2012 - 10/18/2012
PPG WEST LLC (NEW YORK NY)
NY
01/28/2010 - 10/18/2012
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
BC
Issued 05/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/31/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/15/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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