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Ron Edward Steinfeld

Pragma LLC

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About Ron Edward Steinfeld

Ron Edward Steinfeld is a financial professional with over 13 years of experience in the industry. Ron has a broad range of experience having worked for several financial institutions. Ron is currently a registered representative with Pragma LLC. Ron is a highly qualified professional holding various licenses and certifications. Ron’s experience includes holding principal licenses.

Firm Information

Ron Steinfeld is currently registered with Pragma LLC. Pragma LLC is a Limited Liability Company formed in February 2005. The firm is registered in 23 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ron Steinfeld’s Registration & Firm History

NY

11/28/2023 - Present

Pragma LLC (NEW YORK NY)

NY

10/27/2020 - 02/22/2022

LIQUIDITYEDGE, LLC (NEW YORK NY)

NY

04/25/2012 - 10/18/2012

PPG WEST LLC (NEW YORK NY)

NY

01/28/2010 - 10/18/2012

PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/14/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 12/31/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/19/2010

Series 24 - General Securities Principal Examination

BC

Issued 03/15/2024

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/15/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/27/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ron Edward Steinfeld.
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