Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ron? Claim Your ProfileRon D'vari is a registered representative with Newoak Capital Markets LLC in New York, NY. Ron has been in the securities industry since 2003. Ron holds a Series 7, Series 24, Series 53, Series 14, Series 63, Series 79TO, Series 99TO, and SIE. Ron is registered in Connecticut, Illinois, and New York. Prior to joining Newoak Capital Markets LLC, Ron was employed with BLACKROCK INVESTMENTS, INC. and STATE STREET RESEARCH INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/18/2009 - Present
Newoak Capital Markets LLC (NEW YORK NY)
NY
03/22/2006 - 08/18/2008
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
MA
09/04/2002 - 09/29/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 09/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/24/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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