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Ron Carl Steffey

FS Investment Solutions, LLC

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About Ron Carl Steffey

Ron Carl Steffey is a financial advisor currently registered with FS Investment Solutions, LLC. Ron has been working in the financial industry since October 6, 1995. Ron has a wide range of experience and holds several licenses and registrations, including Series 7, Series 63, Series 24, and SIE. Ron's previous roles include positions at Invesco Distributors, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley Smith Barney, and H.D. Vest Investment Securities, Inc.

Firm Information

Ron Steffey is currently registered with FS Investment Solutions, LLC. FS Investment Solutions, LLC is a Limited Liability Company formed on July 17, 2007. It is registered to provide advisory services in all 50 states, the District of Columbia, and Puerto Rico. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ron Steffey’s Registration & Firm History

PA

08/28/2019 - Present

FS Investment Solutions, LLC (PHILADELPHIA PA)

TX

06/02/2010 - 05/31/2019

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

TX

07/28/2009 - 06/08/2010

MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)

TX

06/01/2009 - 06/19/2009

MORGAN STANLEY SMITH BARNEY (DALLAS TX)

TX

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)

NY

12/09/2002 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

MA

07/23/1999 - 06/25/2002

SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

TX

01/31/1995 - 05/04/1999

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

MI

11/08/1994 - 01/30/1995

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 12/28/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ron Carl Steffey.
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